License requirements to work as a financial advisor vary widely. Generally, depending on your practice, you will most likely need to take either the Series 6 or Series 7 exams as well as the Series 63 ...

Financial advisors are not required to have university degrees, but are required to pass certain exams by the Financial Industry Regulatory Authority.

Learn how independent financial advisors operate.

Explore the differences between stockbrokers and financial advisors. Learn which career best aligns with your financial goals and client service preferences.

A financial planner takes inventory of your finances, then creates a plan to help you reach your goals. Some financial planners also provide investment management. Many, or all, of the products ...

Financial advisors typically focus on investment management, while financial planners help create a roadmap for your finances Written By Written by Staff Money Writer, WSJ | Buy Side Molly Grace is a ...

As lawyers seek new ways to build their businesses, some are obtaining financial credentials. The ranks of certified financial planners are swelling nationwide, but the number of lawyers so designated ...