Advisory firms now come under SEC examination about once every seven years on average. Members of the Securities and Exchange Commission's Investor Advisory Committee said at a virtual meeting on June ...
The Securities and Exchange Commission warned investors this week to “do the math” on subscription fees—a monthly charge that an increasing number of advisors are using with clients with less to ...
(Bloomberg) -- Hedge funds and private equity firms will have to disclose more about their fees and face new restrictions from the US Securities and Exchange Commission on giving investors special ...
The Securities and Exchange Commission has suspended the Municipal Securities Rulemaking Board's 2024 rate card fee model, returning all fees the MSRB collects to 2023 levels and raising immediate ...
The U.S. Securities and Exchange Commission has approved rules that will allow thousands of stocks and ETFs traded on exchanges to be quoted in half-penny increments. The agency’s move Wednesday, ...
In a recent discussion, Austin Arnold, the co-founder of influential YouTube channel "Altcoin Daily," offered insights into the intricate landscape of crypto regulations. Arnold focused on the Howey ...
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SEC grants fee discounts to MSMEs
THE Securities and Exchange Commission (SEC) is granting up to 50 percent discounts on select filing fees to micro, small, and medium enterprises (MSMEs) in a bid to ease business costs and encourage ...
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